All Financial Regulation & Compliance articles – Page 3
-
VideoCyber Mandates Maze: Perspectives on Regulation and Compliance in Europe [Sponsored by SAI360]
Join us for a dynamic discussion as we explore the multifaceted dimensions of cyber mandates in Europe, from the General Data Protection Regulation (GDPR) to the Network and Information Security (NIS) Directive and beyond.
-
VideoIntegrating IT Risk with Enterprise Risk Management: A Strategic Imperative for Cybersecurity [Sponsored by Turnkey & Diligent]
The agenda covers foundational definitions of ITRM and ERM, the importance of their integration in today’s risk landscape, and how they dynamically interact through various organisational personas.
-
VideoBridging the Silos: The Importance of Holistic Risk Management [Sponsored by Riskonnect]
The discussion will delve into the interconnected nature of risks across various business functions, emphasizing the need for collaboration, integration, and cross-functional communication to identify, assess, and mitigate risks effectively.
-
VideoUnveiling the Power of Privacy Impact Assessments [Sponsored by Responsum]
As organisations navigate the complexities of data handling and regulatory compliance, PIAs emerge as a critical tool in assessing the potential privacy risks associated with new projects, technologies and processes.
-
VideoAI Goes Mainstream: What Enterprises Need to Know [Sponsored by Auditboard]
This session will discuss the challenges organisations face as a result of AI’s rapid adoption and offer guidance on how to develop policies for responsible use and minimise risks.
-
WebinarNavigating DORA: Preparing for Europe’s New Operational Resilience Regulation
Webinar produced by GRC World Forums in association with Resolver
-
NewsCFOs Embrace Generative AI Amid Knowledge Gaps and Integration Hurdles
New research concludes that Chief Financial Officers (CFOs) in the US are increasingly integrating generative AI into their financial strategies, but education is needed more than ever.
-
NewsRetailers Must Embrace AI to Stay Competitive and Reduce Risk in the Gen AI Era
Generative AI has been available to retailers for over a year, and the transformative potential of this technology is becoming increasingly evident.
-
WebinarNavigating DORA: Preparing for Europe’s New Operational Resilience Regulation
Webinar produced by GRC World Forums in association with Resolver
-
NewsPrivacy concerns slowing UK decision on digital cash
The United Kingdom remains uncertain about the implementation of a state-backed digital pound, deferring any decision until at least next year amid persisting privacy concerns.
-
VideoHow to prepare for the Digital Operational Resilience Act (DORA)?
How exactly will DORA affect the financial sector and its professionals? How will it shape the market and impact its actors? And more importantly, what can you do to prepare for such a demanding change?
-
NewsCollaboration central to new UK bill designed to fight financial crime
In its bid to become a global fintech centre and financial services leader, the UK has inadvertently made itself a larger target for the financial criminals, experts argue.
-
Q&AMeet the expert: Anastasia Avramenko to speak at #RISK Amsterdam
We are delighted to announce that compliance leader, Anastasia Avramenko is to speak at #RISK Amsterdam, next month.
-
WebinarTechnologies to Optimise your Corporate Investigations
Webinar produced by GRC World Forums in association with Exterro
-
NewsCorruption and uncertainty dominate political climate in Bulgaria
Experts fear that Bulgaria’s political system could near the brink of collapse this summer if the state is not able to establish a new government and effectively combat endemic corruption.
-
WebinarThe Role of Disclosures in Risk Assessment and Management
Conflicts of interest (COI) management is an integral element of ethics and compliance programs.
-
WebinarInvestigative screening: How adverse media and other external data sources can be combined to make fast and effective risk decisions
Recent events have encouraged financial institutions and their regulators to pay closer attention to the role of adverse media (also known as negative news) screening in AFC risk management. But adverse media screening alone is not a panacea, and there are a range of other external data sources that can be leveraged to improve the process of alert resolution.
-
FeatureCrypto Service Sanctioned In a Complex and Evolving Risk Landscape
Image Source: Imgur - The US Treasury Department has sanctioned a “virtual currency mixer” for failing to prevent money laundering by foreign cybercriminals. The developer behind the project was arrested in Amsterdam two days after the sanction was announced.
-
FeatureLaw Firm Fines Quadrupled Over Two Years, Mostly Due to Money-Laundering Compliance Failings
Data from the Solicitors Regulatory Authority (SRA) shows a substantial increase in the number and amount of fines issued to law firms. A look at the data reveals the main cause of the increase: law firms are failing to meet their obligations to detect and prevent money laundering.
-
FeatureThe Crackdown on the Illicit-Finances Aiding Oligarchs
The United States Department of Treasury has outlined actions it plans to take to address illicit finance, saying Russia’s invasion of Ukraine had underscored the need to close regulatory loopholes and step up the fight against related financial crime and transnational corruption.
